Guiding Principles
1. Maintain New York City's financial responsibility
3. Advance a more equitable NYC through capital investment
4. Consider community perspectives in capital planning and decision-making
Guiding Principle 3:
Advance a more equitable NYC through capital investment
New York City strives to be the fairest big city in the nation. We are committed to promoting equitable outcomes for all New Yorkers and across all five boroughs. To pursue this, City agencies coordinate capital investments with relevant City equity initiatives, and implement strategies to address structural inequities and produce equitable outcomes. We also leverage hiring, procurement, and contracts to further equity during the implementation of our capital projects.
Advancing New York City’s equity agenda
The City of New York is committed to pursuing equity through its capital decision-making in neighborhoods across all five boroughs. Every New Yorker should be able to access the infrastructure and services that they need to lead a healthy life, regardless of who they are or where they live. This means that investments must be targeted to serve populations and areas that have historically been underserved, or that need additional resources to have equally positive outcomes on key indicators such as health, income, and education.
Equity is a foundational goal in numerous citywide initiatives, some of which are new within the last two years and others have been recently updated. We integrate these existing initiatives into our capital planning work and coordinate across agencies to meet equity-related goals. Initiatives that form our citywide equity agenda include:
Mayor’s Executive Order 45
Mayor’s Taskforce on Racial Inclusion and Equity
Mayor’s Office of Resiliency’s Climate Resiliency Design Guidelines
Mayor’s Office of Sustainability’s NYC’s Roadmap to 80 x 50
EquityNYC’s Social Indicators and Equity Report
DOHMH’s Take Care New York
HPD’s Where We Live NYC
These initiatives have the potential to meaningfully increase equity. Since the launch of OneNYC in 2015, capital-supported projects have led to outcomes such as Pre-K for All, nearly 178,000 units of affordable housing created or preserved and the launch of a citywide ferry network.
Citywide Vision of Equity: Executive Order 45
Issued in 2019, Executive Order 45 directs the Mayor’s Office of Operations, through the Mayor’s Office for Economic Opportunity, to work with agencies to ensure racial and social equity is an integral consideration in all policymaking, programs, and initiatives.
Through EO45, the City committed to:
- Annually publish the Social Indicators and Equity Report (now called EquityNYC), an analysis of social conditions across New York City, including geographic and demographic breakdowns, changes over time, and the Mayor’s plan for responding to racial and social disparities highlighted in the report.
- Work with participating City agencies to identify and report on standardized Citywide Equity Metrics that reveal racial and social disparities based on who agencies serve, where services are located, who they contract with, and who they employ.
- Provide centralized support and coordination to identify additional data and agency practices to promote racial and social equity.
Taskforce on Racial Inclusion and Equity
The Taskforce on Racial Inclusion and Equity (TRIE) was established in 2020 in response to COVID-19 to address racial disparities laid bare by the pandemic. TRIE is comprised of City agency leaders, primarily of color, working collectively to direct new programs, resources, and investment to the hardesthit communities
In partnership with DOHMH, TRIE developed an equity burden rubric to identify neighborhoods disproportionally affected by the pandemic. The rubric, which factors in health and socioeconomic indicators, has resulted in an expansion from 27 to 33 neighborhoods (spanning 74 zip codes) that are being prioritized for response efforts. These neighborhoods inform COVID-19 related efforts – funded through both capital and expense spending - and are expected to be updated every six months to respond to changing conditions on the ground.
Key investments announced through TRIE include expanded healthcare access in the Bronx, Brooklyn, and Queens through new H+H COVID-19 Centers of Excellence, as well as the City’s unprecedented expansion of broadband, focused on NYCHA and TRIE communities, led by the Mayor’s Office of the Chief Technology Officer.
Taskforce on Racial Inclusion and Equity Priority ZIP Codes, January 2021
- Source: TRIE, 2021
HPD’s Where We Live NYC - Agency-led equity initiative with citywide impact
The Where We Live NYC plan is the blueprint for how New York City will advance fair housing. The City engaged hundreds of residents, over 150 community-based and advocacy organizations, and dozens of governmental agencies to discuss difficult fair housing issues. The plan seeks to fight housing discrimination with a combination of capital and expense funding; more equitable housing development that opens communities to more low-income households;preservation of low-cost housing and displacement prevention through stronger tenant protections and new affordable housing investments; and equitable investments to address the neighborhood-based legacy of discrimination, segregation, and concentrated poverty.
Implementing strategies for equitable outcomes of capital investment
We recognize that capital investment is one tool within a broader toolkit of strategies to address society-wide structural issues and their impacts, such as inequitable access to healthcare, housing segregation, and unequal access to education and socioeconomic mobility. We strive to advance the City’s equity agenda through a combination of infrastructure, services, and targeted initiatives.
One way we are working to increase equity is through increased consistency in our capital needs assessments across all boroughs and neighborhoods. For instance, City agencies are developing increasingly comprehensive and data-driven methods for assessing the condition and required maintenance for capital assets. We use this information to prioritize state of good repair and modernization projects across the city to ensure a similar approach is taken to identifying needs in all of our neighborhoods. The City is also working to ensure existing and new City assets are compliant with the Americans with Disabilities Act (ADA). These efforts are designed to allow all New Yorkers to access and benefit from our investments.
We also recognize that we need the participation of New Yorkers to ensure that our capital investments are equitable and serve community needs. See Guiding Principle 4 for more information on how we engage with residents to get their input on the future of our capital investments.
DOT Approach to equity
Since 2014, DOT has undertaken an effort to collect and evaluate nearly 20 metrics on all proposed capital projects. Based on these metrics, DOT develops a prioritization framework that assigns a weighted score to each proposed capital project. In 2018, DOT refined these metrics based on updated data and aligned them with the City’s strategic priorities. The equity-focused metrics include areas with long commute times and high-poverty areas.
DOT has individual initiatives that focus on improving equity in specific domains, such as buses. As seniors, persons of color, and low-income New Yorkers make up a disproportionate number of bus riders, DOT is committed to working with the MTA and NYPD to improve buses citywide, ensuring that New Yorkers have service that they can depend on. The Better Buses Action Plan is focused on improving bus speeds citywide by 25% and reversing downward bus ridership trends. This will be accomplished by using DOT’s bus priority toolkit, increased camera and NYPD enforcement of bus lanes, and service management initiatives and bus network redesigns by MTA. The plan contains concrete goals, including improving five miles of existing bus lanes each year, installing 10-15 miles of new bus lanes each year, and implementing DOT street design projects that benefit 600,000 daily riders each year.
DPR approach to equity
The Walk to a Park initiative increases access to open-space resources in areas of the city that have comparatively fewer green spaces. Today, approximately 82% of New Yorkers live within walking distance of a park (half a mile or less). The OneNYC plan set a goal of 85% of New Yorkers living within a walk to a park by 2030. DPR is exploring multiple approaches to reach this target, from forming partnerships and coordinating with public and private institutions to improve existing open space to acquiring and developing private property to create new parks.
A complementary targeted strategy is DPR’s Community Parks Initiative (CPI), which transfers and improves local parks that have not had significant capital investment in 20 years - a generation. Launched in 2014, CPI is a multi-faceted, over $318 million investment in 67 community parks that are located in New York City’s densely populated and growing neighborhoods with higher-than-average concentrations of poverty.
DPR Walk to a Park
- Source: DPR, 2021
Accessibility Initiatives
Subways:
Although the MTA and its budget is outside of City control, the City does strive to support investments in public transit for New Yorkers. One such way is through the City’s land use policy. The Elevate Transit: Zoning for Accessibility (ZFA) is a proposed zoning amendment created by MOPD, DCP, and MTA to make planning and building elevators at subway and Staten Island Railway stations more efficient. When passed, ZFA would require developers to work with the MTA to identify potential elevator locations and access points on property adjacent to MTA stations. ZFA also expands zoning incentives to encourage developers to allocate space for station elevators or to build them as part of their work near stations. These shifts in land use regulations will help ensure that more New Yorkers enjoy increased accessibility sooner, and across more stations.
Pedestrians:
One of DOT’s core focuses is maintaining and enhancing pedestrian infrastructure to be free of defects and accessible to all, including upgrading pedestrian ramps to make them ADA-compliant. DOT works closely with the MOPD, the disability community, and advocates to solve for issues that people with disabilities face while navigating city streets. DOT hosts workshops, runs online surveys, and speaks with experts to vet design ideas and test new treatments, materials, and technologies. Considered critical infrastructure, pedestrian ramp work continued throughout COVID-19 and in 2020, DOT and DDC’s Infrastructure Division completed over 4,800 pedestrian ramps.
Schools:
Currently, less than 20% of New York City’s public schools are considered fully accessible. Through an expanded allocation of $750 million, compared to $178 million in its previous capital plan, SCA will be able to make a third of all school buildings in every school district fully accessible and ensure that 50% of all elementary schools around the city are either partially or fully accessible. Capital projects include building ramps and wheelchair lifts, creating accessible bathrooms, widening doors and partitions, and making public assembly spaces compliant with disability access requirements. SCA has also created a separate District 75 Special Education program with a dedicated funding stream to ensure adequate investment to provide students with serious disabilities equitable access to high quality inclusive education programs.
Project Scope, design, and construction:
DDC established a new ADA/Accessibility Compliance Unit to ensure that all of its Public Buildings projects comply with local, state and federal standards. The ADA/Accessibility Compliance Unit reviews project scopes and designs, as well as projects in active construction, to maximize accessibility compliance and ensure all New Yorkers can enjoy the assets that it builds. In addition, the Front-End Planning Unit assesses all capital project proposals to maximize opportunities to include sidewalk accessibility improvements in non-DOT-led projects that may include street alterations.
Leveraging hiring, procurement, and contracts to further equity
The execution of capital projects offers another significant opportunity to further equity, specifically in hiring, procurement, and contracting. One clear pathway toward increased equity is to expand the participation of Minority-and-Women-Owned Business Enterprises (M/WBEs), which spreads benefits throughout communities, gives small businesses access to government contracts, and ensures that a diversity of actors benefit from our investments.
In 2019, DDC’s Office of Diversity and Industry Relations (ODIR) created the Business Development Unit to increase community engagement and enhance M/WBE outreach efforts. ODIR has engaged over 7,000 M/WBEs through various internal meetings and community events, conducted direct and indirect outreach to M/WBEs for contract opportunities, and provided continued support to share information and connect M/WBEs to resources. Important programs are being instituted to ensure the City’s design-build program is focused on maximizing M/WBE participation, such as comprehensive industry outreach, forums, and information sessions.
In 2020, the TRIE created the equitable ownership participation requirement, which aims to strengthen the role of M/WBEs and non-profits on affordable housing projects developed on Cityowned sites. This requirement will be implemented by HPD and will require that an M/WBE or non-profit partner holds a minimum 25% ownership stake in any affordable housing project awarded on public land. This policy went into effect for all public site RFPs in 2021.